Company Law

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November 11, 2024

SEBI Mandates a Non-individual Investment Adviser to Obtain Annual Compliance Certificate for Client-level Segregation

Circular No. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/147; Dated: 25.10.2024 … Continue reading “SEBI Mandates a Non-individual Investment Adviser to Obtain Annual Compliance Certificate for Client-level Segregation”

Blog, News, Company Law

November 11, 2024

SEBI Releases a Periodic Reporting Format for Research Analysts and Proxy Advisers

Circular No. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/148; Dated: 25.10.2024 … Continue reading “SEBI Releases a Periodic Reporting Format for Research Analysts and Proxy Advisers”

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October 26, 2024

Research Reports by Research Analysts (RAs) Are Not Advertisements Unless Promoting RA Services | SEBI

Circular No. SEBI/HO/MIRSD/MIRSD-PoD1/P/CIR/2024/146, Dated: 24.10.2024 … Continue reading “Research Reports by Research Analysts (RAs) Are Not Advertisements Unless Promoting RA Services | SEBI”

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October 26, 2024

Government Appoints ‘Shri Rayasam Lakshmi Kanth Rao’ as Executive Director of RBI

Notification No. S.O. 4648(E); Dated: … Continue reading “Government Appoints ‘Shri Rayasam Lakshmi Kanth Rao’ as Executive Director of RBI”

Blog, Company Law

October 25, 2024

Comprehensive Guide to Companies Act, 2013 – Meaning | Features | Classification

The Companies Act, 2013 is … Continue reading “Comprehensive Guide to Companies Act, 2013 – Meaning | Features | Classification”

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October 25, 2024

Govt. Appoints ‘Shri Samir Ashwin Vakil’ as Director in Serious Fraud Investigation Office Under MCA w.e.f 22.08.2024

Notification No. S.O. 4629(E); Dated: … Continue reading “Govt. Appoints ‘Shri Samir Ashwin Vakil’ as Director in Serious Fraud Investigation Office Under MCA w.e.f 22.08.2024”

Blog, News, Company Law

October 25, 2024

[Opinion] Consequences of Failure to Meet Requirement of Minimum No. of Independent Directors on the Board

Prof R Balakrishnan – [2024] … Continue reading “[Opinion] Consequences of Failure to Meet Requirement of Minimum No. of Independent Directors on the Board”

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October 24, 2024

SEBI Directs Regulated Persons to Terminate Contracts with Unregistered Advisors or Claimants Within 3 Months

Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/143, Dated: … Continue reading “SEBI Directs Regulated Persons to Terminate Contracts with Unregistered Advisors or Claimants Within 3 Months”

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October 24, 2024

SEBI Tightens Insider Trading Norms for Mutual Funds | Requires AMCs to Disclose Designated Persons’ Holdings Quarterly

Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/144; Dated: 22.10.2024 … Continue reading “SEBI Tightens Insider Trading Norms for Mutual Funds | Requires AMCs to Disclose Designated Persons’ Holdings Quarterly”

Blog, News, Company Law

October 24, 2024

[Opinion] ROC Penalizes Auditors for Old Uncommented Audit Report Under Companies Act, 1956, Citing Company’s Non-Disclosures

Prof R Balakrishnan – [2024] … Continue reading “[Opinion] ROC Penalizes Auditors for Old Uncommented Audit Report Under Companies Act, 1956, Citing Company’s Non-Disclosures”