SEBI Amends Norms Relating to Social Audit in ICDR & LODR Regulations
Notification No. SEBI/LAD-NRO/GN/2023/161 & 162, … Continue reading “SEBI Amends Norms Relating to Social Audit in ICDR & LODR Regulations”
Notification No. SEBI/LAD-NRO/GN/2023/161 & 162, … Continue reading “SEBI Amends Norms Relating to Social Audit in ICDR & LODR Regulations”
Circular No. SEBI/HO/OIAE/OIAE_IAD-3/P/CIR/2023/191, Dated 20.12.2023 … Continue reading “SEBI Amends Guidelines for Online Resolution of Disputes in the Indian Securities Market”
Circular No. SEBI/HO/MRD/TPD/P/CIR/2023/192, Dated 20.12.2023 … Continue reading “SEBI Unveils SaaS Framework for Clearing Corporations to Enhance Business Resilience”
Circular No. SEBI/HO/MRD/MRD-PoD-3/P/CIR/2023/190, Dated 19.12.2023 … Continue reading “Financial Market Infrastructures Must Periodically Self-assess Against PFMIs & Disclose Results on Their Websites”
Circular No. SEBI/HO/AFD/PoD1/CIR/2023/189, Dated 18.12.2023 … Continue reading “Accreditation Agencies, Which Are Also KRAs, Can Now Access KYC Docs of Applicants Available With Them | SEBI”
Harshit Jain – [2023] 157 … Continue reading “[Opinion] The Conundrum of A Nominee Director”
Prof R Balakrishnan – [2023] … Continue reading “[Opinion] Co. & Directors End Up Paying Penalty for Not Having Proper Sign Board Outside the Office of Company at Registered Office”
Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/187, Dated 12.12.2023 … Continue reading “SEBI Revises Framework Requiring Stock Brokers/Clearing Members to Upstream Clients’ Funds to Clearing Corporations”