Guide to Securities & Exchange Board of India (SEBI) Act, 1992
Table of Contents 1. Relevant … Continue reading “Guide to Securities & Exchange Board of India (SEBI) Act, 1992”
Circular no. SEBI/HO/MIRSD/DPIEA/P/CIR/2022/72, dated 27.05.2022 … Continue reading “SEBI modifies the SOP leading to default in repayment of funds to clients by TM/CM”
Circular- SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/73 dated May 27, … Continue reading “SEBI modifies ‘Cyber Security and Cyber Resilience Framework’ for QRTAs”
Circular no. SEBI/HO/MIRSD/MIRSD_RTAMB/P/CIR/2022/70, Dated: 25.05.2022 … Continue reading “SEBI simplifies the documentation requirements for the issuance of duplicate securities”
SEBI Informal Guidelines SEBI/HO/IMD/DF1/OW/P/2022/21437, Dated: … Continue reading “Investment Advisors are required to ensure client level segregation: SEBI”
Circular No. SEBI/HO/IMD/DOF2/P/CIR/2022/69, Dated: 23.05.2022 … Continue reading “SEBI reviews regulatory framework w.r.t passive funds in India”