Company Law

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June 12, 2023

SEBI Mandates Upstreaming of all Client Funds Received by Stock Brokers/Clearing Members to the Clearing Corporations

Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/84, Dated 08.06.2023 … Continue reading “SEBI Mandates Upstreaming of all Client Funds Received by Stock Brokers/Clearing Members to the Clearing Corporations”

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June 12, 2023

SEBI Notifies Guidelines for Online Processing of Investor Service Requests and Complaints by RTAs

Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/72, Dated 08.06.2023 … Continue reading “SEBI Notifies Guidelines for Online Processing of Investor Service Requests and Complaints by RTAs”

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June 12, 2023

SEBI Allows Mutual Funds to Participate in Repos on Listed AA & Above Rated Corporate Debt Securities

Circular No. SEBI/HO/IMD/IMD PoD-2/P/CIR/2023/85, Dated … Continue reading “SEBI Allows Mutual Funds to Participate in Repos on Listed AA & Above Rated Corporate Debt Securities”

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June 8, 2023

SEBI’s Order for a Public Offer & Non-compliances, Led to Further Directions with no Interference Grounds: SC

Case Details: Zafar Younus Sareshwala … Continue reading “SEBI’s Order for a Public Offer & Non-compliances, Led to Further Directions with no Interference Grounds: SC”

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June 7, 2023

Govt. Designates Additional Session Judge-03, Dwarka as a Special Court

Notification No. S.O. 2436(E), Dated … Continue reading “Govt. Designates Additional Session Judge-03, Dwarka as a Special Court”

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June 6, 2023

[Opinion] SEBI Initiates ‘Roll-Over’ of Tail End AIF Assets | A Fresh Start for Aging Funds?

1. Introduction In early 2023, … Continue reading “[Opinion] SEBI Initiates ‘Roll-Over’ of Tail End AIF Assets | A Fresh Start for Aging Funds?”

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June 5, 2023

SEBI Mandates Stock Brokers to Undertake a Minimum 10% of Secondary Market Trades via ‘Request for Quote’ Platform

Circular No. SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/83; Dated: 02.06.2023 … Continue reading “SEBI Mandates Stock Brokers to Undertake a Minimum 10% of Secondary Market Trades via ‘Request for Quote’ Platform”

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June 5, 2023

MCA Notifies March 31, 2024 as the Due Date for Filing Form CSR-2 for FY 2022-23

Notification No. G.S.R. 408(E), Dated: … Continue reading “MCA Notifies March 31, 2024 as the Due Date for Filing Form CSR-2 for FY 2022-23”

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June 3, 2023

NFRA Fines & Debars Audit Firm for not Reporting Auditee as Shell Company for Fund Diversion

Case Details: Sundaresha & Associates, … Continue reading “NFRA Fines & Debars Audit Firm for not Reporting Auditee as Shell Company for Fund Diversion”

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June 3, 2023

[Opinion] Delay in Transfer of Unspent CSR Funds Results in Penalties for Company & its Directors

Prof R Balakrishnan – [2023] … Continue reading “[Opinion] Delay in Transfer of Unspent CSR Funds Results in Penalties for Company & its Directors”