SEBI Mandates NISM Level 1, Level 2, and Renewal Certifications for Investment Advisers & Associated Persons
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- Last Updated on 9 January, 2025
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Notification No. SEBI/LAD-NRO/GN/2025/223, Dated 02.01.2025
SEBI has notified amendment in SEBI (Certification of Associated Persons in the Securities Markets) Regulations, 2007. As per the amended norms, individual investment advisers, principal officers of non-individual advisers, associated persons, and partners in advisory firms engaged in providing investment advice shall obtain certification(s) from the NISM by passing the NISM-Series-XA: Investment Adviser (Level 1) and NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination.
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