SEBI Directs Regulated Persons to Terminate Contracts with Unregistered Advisors or Claimants Within 3 Months

Circular No. SEBI/HO/MIRSD/ MIRSD-PoD-1/P/CIR/2024/143, Dated: … Continue reading “SEBI Directs Regulated Persons to Terminate Contracts with Unregistered Advisors or Claimants Within 3 Months”

SEBI Tightens Insider Trading Norms for Mutual Funds | Requires AMCs to Disclose Designated Persons’ Holdings Quarterly

Circular No. SEBI/HO/IMD/IMD-PoD-1/P/CIR/2024/144; Dated: 22.10.2024 … Continue reading “SEBI Tightens Insider Trading Norms for Mutual Funds | Requires AMCs to Disclose Designated Persons’ Holdings Quarterly”

[Opinion] ROC Penalizes Auditors for Old Uncommented Audit Report Under Companies Act, 1956, Citing Company’s Non-Disclosures

Prof R Balakrishnan – [2024] … Continue reading “[Opinion] ROC Penalizes Auditors for Old Uncommented Audit Report Under Companies Act, 1956, Citing Company’s Non-Disclosures”

IFSCA Amends IFSC Insurance Office Regulations; Insert Norms on ‘Unit Linked Insurance Products’ & ‘Investment Patterns’

Notification No. IFSCA/GN/2024/008, Dated: 14.10.2024 … Continue reading “IFSCA Amends IFSC Insurance Office Regulations; Insert Norms on ‘Unit Linked Insurance Products’ & ‘Investment Patterns’”

IFSCA Notifies ‘Payment and Settlement Systems Regulations’ Outlining Operations of Payment Systems in IFSCs

Notification No. IFSCA/GN/2024/009, Dated: 14.10.2024 … Continue reading “IFSCA Notifies ‘Payment and Settlement Systems Regulations’ Outlining Operations of Payment Systems in IFSCs”

IFSCA Amends ‘IFSCA (Registration of Insurance Business) Regulations, 2021’ | Updates Reinsurance Business Norms

Notification No. IFSCA/GN/2024/010, Dated: 14.10.2024 … Continue reading “IFSCA Amends ‘IFSCA (Registration of Insurance Business) Regulations, 2021’ | Updates Reinsurance Business Norms”