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SEBI requires share transfer agents to put in place risk management policy

August 13, 2018
SEBI vide circular has asked Qualified Registrar to an issue and Share transfer Agents to formulate and implement a comprehensive policy frame work approved by the Board of Directors. The framework shall include Risk management policy, Business continuity plan, manner of keeping records, Wind-down plan, Data Access and Data protection policy and Insurance against risk and Ensuring integrity of operations.
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