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SEBI requires share transfer agents to put in place risk management policy

August 13, 2018
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SEBI vide circular has asked Qualified Registrar to an issue and Share transfer Agents to formulate and implement a comprehensive policy frame work approved by the Board of Directors. The framework shall include Risk management policy, Business continuity plan, manner of keeping records, Wind-down plan, Data Access and Data protection policy and Insurance against risk and Ensuring integrity of operations.
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