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SEBI issues clarification on Prevention of unauthorized trading by stock brokers

December 1, 2017
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To prevent unauthorized trading activities, SEBI had directed stock brokers to compulsorily keep record of orders placed by clients. In this regard, SEBI has clarified that brokers are required to maintain the records for minimum period of 3 years. However in cases where dispute has been raised, such records shall be kept till final resolution of the dispute.
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