Top 10 NISM Exam Books

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  • Last Updated on 15 April, 2021

NISM Certification Programs:

NISM certification programs aim to enhance the quality and standards of professionals employed in various segments of the financial services sector. NISM’s School for Certification of Intermediaries (SCI) develops and conducts certification examinations and programs like Continuing Professional Education (CPE) that aim to ensure that professionals meet the defined minimum common knowledge benchmark for various critical market functions.
 
NISM Certifications establishes a knowledge benchmark for various market products and functions such as Equities, Derivatives, Mutual Funds, Compliance Operations, Advisory & Research. 

Here are the Best Books for NISM Certification:

1. NISM Mutual Fund Distributor

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NISM-Series-V-A: The purpose of the Mutual Fund Distributors Certification Examination is to set a common minimum knowledge benchmark for everybody who is involved in the selling and distribution of mutual funds. You may purchase this book online here.

2. Investment Advisor Level 1 & Level 2: 

NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination along with the NISM-Series-X-B: 

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Investment Adviser (Level 2) Certification Examination intends to set a common minimum knowledge benchmark for everybody who is associated and registered as an investment adviser, partners, or representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and is offering investment advisory services to their clients. 

3. NISM Research Analyst:

NISM-Series-XV: Research Analyst Certification Examination seeks to establish a common minimum knowledge benchmark for professionals who are registered as Research Analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as a research analyst and partners of a Research Analyst.

4. NISM Equity Derivatives:

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NISM-Series-VIII: Equity Derivatives Certification Examination seeks to create a common minimum knowledge benchmark for professionals functioning as approved users and sales personnel of the trading member of an equity derivatives exchange or equity derivative segment of a recognized stock exchange.

5. NISM Series V-C Mutal Fund Distributor Level 2: 

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NISM-Series-V-C: Mutual Fund Distributors (Level 2) Certification Examination seeks to create a common minimum knowledge benchmark for associated persons, i.e., distributors, agents, or any persons employed or engaged or to be employed or engaged in the sale and/or distribution of mutual fund products and advisory functions, in order to ensure a better understanding of features of advanced mutual fund products, fund valuation, fund performance measurements, investor service, and related regulations.

6. Mutual Fund Foundation: 

NISM-Series-V-B: Mutual Fund Foundation Certification Examination seeks to create a common minimum knowledge benchmark for the mutual fund distributors who are involved in selling and distributing of simple and performing mutual fund schemes 

7. NISM-Series-XII: Securities Market Foundation: 

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NISM-Series-XII: Securities Markets Foundation Certification Examination is for entry-level professionals, who wish to make a career in the securities markets.

8. NISM Securities Operations & Risk Management:

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NISM-Series-VII: Securities Operations and Risk Management Certification Examination seeks to create a common minimum knowledge benchmark for associated persons of a registered stock-broker/trading member/clearing member in recognized stock exchanges, etc.

9. NISM Currency Derivatives: 

NISM-Series-I: Currency Derivatives Certification Examination seeks to create a common minimum knowledge benchmark for professionals functioning as approved users and sales personnel of the trading member of the currency derivative segment of a recognized stock exchange.

10. Mutual Fund Distributors in Hindi: 

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Also available in Hindi, this book helps those who are preparing for the Mutual Funds Distributors Certificate Examination

Disclaimer: The content/information published on the website is only for general information of the user and shall not be construed as legal advice. While the Taxmann has exercised reasonable efforts to ensure the veracity of information/content published, Taxmann shall be under no liability in any manner whatsoever for incorrect information, if any.

6 thoughts on “Top 10 NISM Exam Books”

  1. I am interested in investing and trading in stocks. I am totally new to this market but I have some keen interest in it. Kindly suggest me some course for newcomers or beginners.

    1. first of all if you are a beginner then you learn how to market work and gian your knowledge by some free courses or cheap courses then you ready to prepare for NISM Course after that you may go for equity and Derivative market

  2. I want to know how mutual fund industry works and how all the things happen in mutual fund how to analyse mutual funds based in their performances.

    so which exam should I choose

  3. I am an NRI holder ,sooner i will retired and back to home .i am interesting in mutual fund agent work.
    kindly advise what are basic courses should i do prior to become agent

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