STANDING COMMITTEE ON FINANCE - COMPANIES BILL, 2009
REPORT OF THE KEY ADVISORY GROUP (KAG) ON THE NON-BANKING FINANCE COMPANIES (NBFCs)
REPORT OF THE KEY ADVISORY GROUP (KAG) ON THE ASSET RECONSTRUCTION COMPANIES (ARCs)
ANJARIA COMMITTEE RECOMMENDATIONS ON FUTURE FEE STRUCTURE FOR BROKERS
APPLICATION FOR TRANSMISSION OF SHARES
CERTIFICATION OF ASSOCIATED PERSONS IN THE SECURITIES MARKET) REGULATIONS, 2007
COMMITTEE ON REVIEW OF ELIGIBILITY NORMS (CORE)
CONCEPT PAPER ON THE PROPOSED SEBI (DELISTING OF SECURITIES) REGULATIONS, 2006
CONSULTATIVE PAPER ON AMENDMENTS TO SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS 1992
CONSULTATIVE PAPER ON AMENDMENTS TO SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
CONSULTATIVE PAPER ON DRAFT SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTOR PROTECTION AND EDUCATION FUND) REGULATIONS, 2008
CONSULTATIVE PAPER ON DRAFT SECURITIES AND EXCHANGE BOARD OF INDIA (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008
CONSULTATIVE PAPER ON INTRODUCTION OF SHORT SWING PROFIT REGULATIONS IN INDIA
CONSULTATIVE PAPER ON REGULATION OF FEES AND CHARGES CHARGED BY PORTFOLIO MANAGERS
CONSULTATIVE PAPER ON REGULATION OF INVESTMENT ADVISERS
DEFINITION OF RETAIL INDIVIDUAL INVESTOR
DISCUSSION PAPER INCREASE IN MARKET HOURS OF TRADING IN EXCHANGES
DISCUSSION PAPER ON DEVELOPING A MARKET FOR SMALL AND MEDIUM ENTERPRISES IN INDIA
DISCUSSION PAPER ON EXECUTION OF POWER OF ATTORNEY BY CLIENTS FAVORING STOCK BROKERS/DEPOSITORY PARTICIPANTS
DISCUSSION PAPER ON MEASURES TO CHECK EXCESS DEMATERIALISATION OF SECURITIES AND PRE-LISING GREY MARKET…….SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
DISCUSSION PAPER ON OUTSOURCING OF ACTIVITIES RELATED TO INTERMEDIATION SERVICES
DISCUSSION PAPER ON PROPOSALS RELATING TO AMENDMENTS TO THE LISTING AGREEMENT
DISCUSSION PAPER ON PROPOSED MODIFICATIONS TO THE EXISTING FRAMEWORK FOR BUY BACK THROUGH OPEN MARKET PURCHASE
DISCUSSION PAPER ON RATIONALISATION OF DISCLOSURE NORMS FOR RIGHTS ISSUES
DISCUSSION PAPER ON RELAXATION OF SHAREHOLDING RESTRICTIONS IN RECOGNISED STOCK EXCHANGES
DRAFT FOR PUBLIC COMMENTS
DRAFT LISTING AGREEMENT FOR SECURITIZED DEBT INSTRUMENTS
DRAFT SEBI (INVESTMENT ADVISERS) REGULATIONS, 2007
DRAFT SECURITIES AND EXCHANGE BOARD OF INDIA (REAL ESTATE INVESTMENT TRUSTS) REGULATIONS, 2008 FOR PUBLIC COMMENTS
ENHANCEMENT OF LIMIT FOR DEFINING RETAIL INDIVIDUAL INVESTORS IN PUBLIC ISSUES DISCUSSION PAPER FOR PROPOSED CHANGES TO SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
FORMAT FOR PROVIDING INPUTS / SUGGESTIONS ON THE TAKEOVER REGULATIONS TO TAKEOVER REGULATIONS ADVISORY COMMITTEE (TRAC)
NOTE ON ‘NEW PRODUCTS IN F&O SEGMENT’
PAPER FOR DISCUSSION ON OFFSHORE DERIVATIVE INSTRUMENTS (PARTICIPATORY NOTES)
PORTFOLIO MANAGERS - PROPOSAL ON REGULATION OF FEES AND CHARGES
PROPOSAL FOR FAST TRACKING THE LAUNCH OF MUTUAL FUND PRODUCTS
PROPOSAL ON VARIABLE ENTRY LOAD
PROPOSAL ON WAIVER OF LOAD FOR DIRECT APPLICATIONS IN MUTUAL FUND SCHEMES
PROPOSED CHANGES TO CLAUSE 41 OF THE LISTING AGREEMENT
PROPOSED CHANGES TO CLAUSE 49 OF THE LISTING AGREEMENT
PROPOSED ELECTRONIC RIGHTS ISSUE PROCESS AND E-TRADING OF RIGHTS ENTITLEMENTS
PROPOSED FRAMEWORK FOR SECURITIES TRADING USING WIRELESS TECHNOLOGY.
PROPOSED NEW FEE STRUCTURE FOR BROKERS AND TRADING/CLEARING MEMBERS
PROPOSED POLICY FOR CLIENT REGISTRATION & TRADING OPERATIONS
PROPOSED POLICY FOR FIXING BASE PRICE FOR APPLYING PRICE BANDS UPON THE COMMENCEMENT/RE-COMMENCEMENT OF TRADING FOR CERTAIN SCRIPS OTHER THAN IPOS
PROPOSED POLICY FOR IMPOSITION OF PRICE BANDS ON THE DAY OF LISTING OF INITIAL PUBLIC OFFERS (IPOS)
PROPOSED POLICY FOR IMPROVEMENT IN SALES PRACTICE BY THE MEMBERS OF THE STOCK EXCHANGES
PROPOSED PROCESS OF ALTERNATIVE MODE OF PAYMENT IN ISSUES
PUBLIC COMMENTS ON REPORT OF THE TAKEOVER REGULATIONS ADVISORY COMMITTEE
REPORT AND RECOMMENDATIONS OF THE COMMITTEE ON LAUNCH OF DEDICATED INFRASTRUCTURE FUNDS (DIFS) BY MUTUAL FUNDS
REPORT AND RECOMMENDATIONS OF THE GROUP ON TRANSMISSION OF SHARES